My Education
11/15/1991
Investment Company Products/Variable Contracts
Representative Examination (S6)
Merrill Lynch, Pierce, Ferner & Smith Incorporated, NEW YORK, NY
Managed up to 5 projects or tasks at a given time while under pressure.
Recommended and gave consultation to clients on various
trading and marketing proposals.
08/05/2002
Uniform Combined State Law Examination (S66)
Rochester Institute of Technology, Rochester, NY
I graduate from Rochester Institute of Technology,
Rochester, NY with 1st Class.
07/10/2010
General Securities Principal Examination (S24)
Rochester Institute of Technology, Rochester, NY
I graduate from Rochester Institute of Technology,
Rochester, NY with 1st Class.
10/01/2018
Securities Industry Essentials Examination (SIE)
Rochester Institute of Technology, Rochester, NY
I graduate from Rochester Institute of Technology,
Rochester, NY with 1st Class.
01/02/2023
Investment Company Products/Variable Contracts Principal
Examination (S26)
University of Cambridge
I am proud to say I obtained my Master's Degree from
the University of Cambridge with Merit Hours Award
My Experience
10/2013 - 03/2015
WEALTH MANAGEMENT CONSULTANT
UBS FINANCIAL SERVICES
The UBS FINANCIAL SERVICES
Responsible for assisting in the management of
company funds.
03/2015 - 09/2016
AGENT
MASSMUTUAL LIFE INSURANCE COMPANY
In charge of guiding individuals and families in their
financial planning for the future. I provided ongoing support,
assisting with claims and policy adjustements to
ensure customer's piece of mind.
04/2015 - 09/2016
REGISTERED REPRESENTATIVE
MML INVESTORS SERVICES LLC
Served as a financial intermediary between clients and investment products.
I conducted market research, and executed trades on behalf of cients.
09/2016 - 02/2017
WHOLESALER
HARRIS-HERSH FINANCIAL INC
I engaged in relationship-building, sales, and education to promote the
HARRIS-HERSH FINANCIAL INC products, providing valuable market insights
and support to their clients.
09/2017 - Present
Portfolio Consulting Group Manager
CITIGROUP GLOBAL MARKETS
Overseeing a team of consultants responsible for managing investment
portfolio for clients. We analyze market trends, assess risk,
and develop investment strategies to optimize client portfolios.
