Welcome.

I'm

Based in New york

Hire Me Download CV 

About Me

Charles picture

I'm Charles Cavanaugh, an Investment Advisor

An investment Advisor and Expert broker. I'm passionate about helping my clients succeed financially and i pride myself on being a source of strength and peace of mind to my clients.

  • Name: Charles Cavanaugh
  • Email: chat@charles.com
  • Age: 48
  • From: Los Angeles, California

10+

Years Experiance

250+

Happy Clients

650+

Projects Done

38

Get Awards

What I do

What I Do?

Stock Brokerate

I provide intermediate to maximum stock brokerage services to my clients with best liquidity

Investment Advisory

With your interest at heart, I make sure that I do my best to give my clients investment advice that will ensure best results

Retirement Planning

I provide retirement planning. How to maximize 401k and IRA

Banking Advisory

I provide banking and finance advisory for high net-worth individuals

Portfolio Management

Effectively manages your portfolio to ensure results.

Real Estate

Real estate investments, agriculture and other asset classes.

Resume

Resume

My Education

11/15/1991

Investment Company Products/Variable Contracts Representative Examination (S6)

08/05/2002

Uniform Combined State Law Examination (S66)

07/10/2010

General Securities Principal Examination (S24)

10/01/2018

Securities Industry Essentials Examination (SIE)

01/02/2023

Investment Company Products/Variable Contracts Principal Examination (S26)

My Experience

10/2013 - 03/2015

WEALTH MANAGEMENT CONSULTANT

UBS FINANCIAL SERVICES

The UBS FINANCIAL SERVICES Responsible for assisting in the management of company funds.

03/2015 - 09/2016

AGENT

MASSMUTUAL LIFE INSURANCE COMPANY

In charge of guiding individuals and families in their financial planning for the future. I provided ongoing support, assisting with claims and policy adjustements to ensure customer's piece of mind.

04/2015 - 09/2016

REGISTERED REPRESENTATIVE

MML INVESTORS SERVICES LLC

Served as a financial intermediary between clients and investment products. I conducted market research, and executed trades on behalf of cients.

09/2016 - 02/2017

WHOLESALER

HARRIS-HERSH FINANCIAL INC

I engaged in relationship-building, sales, and education to promote the HARRIS-HERSH FINANCIAL INC products, providing valuable market insights and support to their clients.

09/2017 - Present

Portfolio Consulting Group Manager

CITIGROUP GLOBAL MARKETS

Overseeing a team of consultants responsible for managing investment portfolio for clients. We analyze market trends, assess risk, and develop investment strategies to optimize client portfolios.

My Skills

FINANCIAL MANAGEMENT

85%

ACCOUNTING AND DATA MANAGEMENT

95%

DATA ANALYTICS

80%

STATISTICS

85%

TRADING STRATEGY

90%

PLANNING AND BUDGETING

92%

Clients

Client Speak

reviewer image 1

Dennis Jacques
User from USA

Charles Cavanaugh data analysing contribution helped saved my business from total fold up. I am so grateful he came on board when we needed him.

reviewer image 2

Chris Tom
User from UK

I consulted Charles when I started having financial draw backs, and he helped me gain back my feet. I now have capital to fund by store and make gains.

Contact

Get in Touch

Address

Citi Personal Wealth Management,
Centralized Sales 388 Greenwich St.,
22Nd Fl and 25Th Fl
New York, NY 10013

(060) 444 434 444

(060) 555 545 555

chat@charles.com

Follow Me

SEND US A NOTE